Compliance Director

Summary of Relevant Experience

Summary of Experience – Compliance Director @ M1 Finance

• In-house benefits and ERISA counsel who has led regulatory compliance programs, plan governance oversight, and litigation management across multiemployer pension and health funds and a Fortune 500 insurer, building a foundation directly transferable to a fintech compliance director role.
• JD/MBA-credentialed attorney with approximately four years of progressive seniority in compliance, HIPAA privacy, and employment law, experienced reporting to C-suite executives and directing outside counsel on complex regulatory matters.
• Compliance program architect who has managed M&A due diligence and operational compliance initiatives within heavily regulated financial services and healthcare environments, demonstrating readiness for director-level oversight in a regulated fintech platform.
• Legal and compliance generalist positioned for senior director scope, with cross-functional experience spanning legal, operations, and governance across multiemployer funds and large corporate employers.

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Why this is a fit

The Compliance Director title aligns with your target seniority band and legal/compliance function in fintech, but Chicago is outside your stated preferred locations (DC Metro, VA, MD, NY Metro, or Remote-US), and the lack of a job description makes it impossible to confirm ERISA/benefits specialty fit.